Privacy Policy And Disclosure

Disclosure

F.I.G. Financial Advisory Services, Inc. is an SEC Registered Investment Advisor registered in certain states (contact us for a current list of states). This web site is published in the United States for residents of the United States. Registered Representatives of F.I.G. Financial Advisory are also Registered Representatives of Ceros Financial Services, Inc. CerosFinancial Services, Inc. is an FINRA registered securities broker-dealer. Ceros Financial Services, Inc. is a member of the (Securities Investor Protection Corporation (SIPC.) Products and services mentioned in this web site may not be available in all states. To request a prospectus or information, contact your Ceros Financial Services, Inc. investment professional. F.I.G. Financial Advisory is not soliciting business in states or international jurisdictions where it is not registered.
The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is given for informational purposes only and is not a solicitation to buy or sell. This information is not intended to be used as the primary basis for investment decisions, nor should it be considered as advice designed to meet the specific needs of an individual investor. Please seek the advice of professionals, as appropriate, regarding the evaluation of any specific information, opinion, advice, or other content.

Information about F.I.G. Financial Advisory\'s advisory services can be obtained by asking a F.I.G. Financial Advisory representative for a copy of F.I.G. Financial Advisory\'s disclosure statement or form ADV Part II.

F.I.G. FINANCIAL ADVISORY SERVICES AND CEROS FINANCIAL SERVICES, INC. OR ITS AFFILIATES OR DIVISIONS ARE NOT BANKS OR CREDIT UNIONS, AND THE INVESTMENT PRODUCTS WE OFFER ARE NOT FEDERALLY GUARANTEED OR FDIC INSURED, ARE NOT DEPOSITS OR OBLIGATIONS OF, OR GUARANTEED BY A FINANCIAL INSTITUTION, AND INVOLVE RISKS INCLUDING POSSIBLE LOSS OF PRINCIPAL, AND MAY FLUCTUATE IN VALUE.

Linked sites are not under the control of F.I.G. Financial Advisory and F.I.G. Financial Advisory is not responsible for the contents of any linked site or any link contained in a linked site, or any changes or updates to such sites.

Privacy Policy

We at F.I.G. Financial Advisory Services, Inc. consider the protection of your sensitive personal information to be an important priority. Our privacy policy and practices are designed to support this objective. We want our customers to understand what information we collect and how we use it.

We collect nonpublic personal information about our clients such as you from the following sources:

Information we receive from you on applications and other forms and in personal interviews;
Information about your transactions with us, our affiliates or others which we may obtain in writing, during telephone or Internet transactions or from data gathering software; and
Responses from your employer, benefit plan sponsor, or association regarding any group products we may provide.
We do not disclose any nonpublic personal information about our customers or our former customers to anyone, except as permitted by law or directed by you.

We restrict access to nonpublic personal information about you to those employees, agents, and third parties who need to know that information to provide products, services, or specific transactions to you. We may be required by law or regulation to disclose information to third parties--for example, in response to a subpoena, to prevent fraud, and to comply with rules of, or inquiries from, industry regulators.

We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information. We DO NOT sell lists of our customers nor do we disclose customer information to marketing companies.

Since we work with a variety of third parties in providing financial services and products to our clients, we encourage our clients to review the privacy policy of each third party firm with which a particular client may do business.

If you have any questions regarding this policy please contact us at 405-844-9826.